The principal point of contact for regulatory matters is Alexandra Booth.
The Regulatory Team at Elborne Mitchell has extensive experience in regulatory and compliance matters, including:
- Applications to the FSA for authorisation to carry on business and ongoing FSA compliance.
- What constitutes carrying on business in the UK.
- Advising the Lloyd's market, including members and their agents, managing agents and Lloyd's brokers on matters including registration, participation and ongoing compliance.
- Regulation of intermediaries.
- Applications for approval of transfers of insurance business.
- Overseas insurers and brokers seeking authorisation for a UK branch or subsidiary.
- Exercise of passport rights by UK and EEA insurers.
- Financial promotions.
- Issues for companies in run-off.
- Disciplinary proceedings by regulatory bodies.
If you have any queries or need advice regarding any regulatory matter please contact Alexandra Booth or telephone her on +44(0)20 7320 9000.
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